National Settlement Depository

Results: 44



#Item
31Finance / Depository Trust & Clearing Corporation / ACT / Security / Settlement / Securities Exchange Act / Clearing / Financial economics / Securities / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]June 5, 2013 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice, as Modified b

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Source URL: www.sec.gov

Language: English - Date: 2013-06-06 12:56:54
32Finance / Depository Trust & Clearing Corporation / ACT / Dodd–Frank Wall Street Reform and Consumer Protection Act / Security / Clearing / Settlement / Futures contract / Securities Exchange Act / Financial economics / Securities / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]June 28, 2013 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection to Advance Notice Filing

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Source URL: www.sec.gov

Language: English - Date: 2013-07-01 08:36:00
33Securities / Financial markets / Depository Trust & Clearing Corporation / ACT / Short / Clearing / Prime brokerage / Settlement / Futures contract / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]January 10, 2013 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice to Elimina

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Source URL: www.sec.gov

Language: English - Date: 2013-01-11 14:19:56
34Securities / Depository Trust & Clearing Corporation / ACT / Security / Settlement / Securities Exchange Act / Broker-dealer / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]June 28, 2013 Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change to Require t

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Source URL: www.sec.gov

Language: English - Date: 2013-07-01 08:28:48
35Securities / Financial markets / Central Securities Depositories / Depository Trust & Clearing Corporation / Security / Settlement / Short / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial economics / Financial system / Finance

Notice of Filing of Proposed Rule Change to Revise its Procedures Regarding Securities Delivered to or from Participant Accounts Through the Automated Customer Account Transfer Service of National Securities Clearing Cor

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Source URL: www.sec.gov

Language: English - Date: 2010-06-28 17:35:03
36Securities / Financial markets / Stock market / Short selling / Clearing / Settlement / Short / Repurchase agreement / Depository Trust & Clearing Corporation / Financial economics / Finance / Financial system

Page 18 of 43 Exhibit 5 NATIONAL SECURITIES CLEARING

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Source URL: www.sec.gov

Language: English - Date: 2014-03-18 14:50:59
37Finance / Depository Trust & Clearing Corporation / Security / Securities Exchange Act / Settlement / Financial economics / Securities / Financial system

SECURITIES AND EXCHANGE COMMISSION Release No[removed]; File No. SR-NSCC[removed]January 7, 2014 Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change to Add a New

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Source URL: www.sec.gov

Language: English - Date: 2014-01-07 17:35:40
38Securities / Financial markets / Central Securities Depositories / Payment systems / Depository Trust & Clearing Corporation / Settlement / Short / ACT / Clearing / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]April 7, 2014 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to Effec

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Source URL: www.sec.gov

Language: English - Date: 2014-04-08 09:08:14
39Finance / Financial markets / Central Securities Depositories / Depository Trust & Clearing Corporation / Security / Settlement / Short / Clearing / ACT / Financial economics / Financial system / Securities

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]May 22, 2014 Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change to Effect Pro

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Source URL: www.sec.gov

Language: English - Date: 2014-05-23 07:56:40
40Financial system / Payment systems / Central Securities Depositories / Stock market / Depository Trust & Clearing Corporation / Depository participant / Security / Tender offer / Settlement / Financial economics / Securities / Finance

Final Rule: Processing of Tender Offers within the National Clearance and Settlement

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Source URL: www.sec.gov

Language: English - Date: 2010-06-22 17:32:07
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